Average salary: $192,849 /yearly
More stats$141.83k - $263.41k
Director of Audit AML BSA Location Los Angeles, CA : DIRECTOR OF AUDIT AML BSA WHAT IS THE OPPORTUNITY? The Audit Director - CNB Financial Crimes Regulatory Validation Lead, will support City National Bank's Financial Crimes Internal Audit team by providing independent...
Suggested
Full time
Interim role
...the onboarding of new clients which includes the following: coordinating the transfer of incoming assets to new or existing accounts, AML reporting, KYC documentation, etc. Assist with the transfer of outgoing assets for terminating accounts.
15%
6.
Provide primary...
Suggested
Full time
...Application data entry and supporting underwriting.
Delinquent account review; collections outbound/inbound call handlings.
BSA/AML requirements including KYC/CIP as needed.
Job Qualifications/Requirements
Minimum Education Level:
Required: High School...
Suggested
Hourly pay
Full time
Local area
...strategies to meet the demands of clients
Ensure current and prospective clients meet all Know Your Client (KYC), Anti-Money Laundering (AML), suitability and all other corporate and regulatory compliance standards
Your Skills and Experience:
Previous relevant...
Suggested
Local area
Flexible hours
...payment processing, transaction research, transferring funds to the appropriate GL, and performing reconciliations.
Ensuring BSA/AML requirements are adhered to, including KYC/CIP as needed.
Job Qualifications/Requirements
Minimum Education Level:
Required...
Suggested
Hourly pay
Full time
Local area
...include but are not limited to:
Open different kinds of accounts for our Correspondent Broker-Dealers and ensure proper set up for AML processes
Create PMA and Prime Broker approval packets for circulation to committee
Provide Client Service to correspondents on...
Suggested
Holiday work
Immediate start
Flexible hours
...based on financial, compliance, and/or fraud risks.
Detailed knowledge of risk management best practices related to fraud and KYC/AML procedures, tools, and best practices relating to card and ACH processing.
Experience working with sponsor banks and auditors....
Suggested
Holiday work
Full time
Work experience placement
Local area
Flexible hours
...complies with all applicable compliance-related regulations i.e. UCP and URC/industry practices/regulations OFAC, Anti-Boycott, EAR, BSA, AML and Red Flags.
Staff and Performance Management
* Ensure that the Unit is properly staffed, trained, and has appropriate...
Suggested
Holiday work
Temporary work
Work experience placement
Remote job
Flexible hours
3 days per week
...Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering (AML) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA...
Suggested
Work experience placement
Local area
Immediate start
...relevant regulatory frameworks, including but not limited to consumer lending regulations, Bank Secrecy Act (BSA), anti-money laundering (AML), and data privacy laws.
Strong analytical skills with the ability to interpret complex regulatory requirements and assess their...
Suggested
Work from home
...sector.
Demonstrated track record in managing major national or global tier 1 accounts.
Familiarity with compliance regulations (AML, KYC, Sanctions, etc).
Comprehensive knowledge and understanding regarding GRC, business intelligence research, conflict and...
Suggested
Holiday work
Full time
Local area
Immediate start
Flexible hours
...* Minimum of 18 years of age required.
* Food Handler certification required.
* Manager Food Safety certification required.
* AML certification required.
* Fuel Operator C training required.
* Health Insurance Portability and Accountability Act (HIPAA) certification...
Suggested
Holiday work
Flexible hours
Night shift
...Description: Job Summary:
Assist the BSA Officer with overseeing all aspects of the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of Foreign Assets Control (OFAC) program management. Assist in maintaining the BSA Policy/Procedures and BSA Risk...
Suggested
Work experience placement
Bank staff
...management, audit processes, and oversight of fund financials. The candidate will also be involved in investment processes, including KYC/AML, and will be the main point of contact for compliance with legal and other advisors.
Applicants must have at least 3 years'...
Suggested
...) certification required.
* TABC/LACT certification required where applicable.
* Manager Food Safety certification required.
* AML certification required.
* Fuel Operator C Training required where applicable.
* Continuously required to use close vision, distance...
Suggested
Holiday work
Temporary work
Shift work
Night shift
...satisfactory understanding of your duties and responsibilities as it relates to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), Patriot Act, and Office of Foreign Assets Control Regulations (OFAC). This includes participating in any required training and...
Local area
...assigned to engagements, and collaborates with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA/AML and general IT risks in order to identify and assess key control activities in business processes. Leads and executes continuous...
Immediate start
...investigations and Suspicious Activity Report (SAR) filings. Ensures that reviews and investigations are performed timely and in accordance with AML and Fraud policy and procedures.
PRINCIPAL DUTIES & RESPONSIBILITIES:
Working with the Head of Fraud, ensures department'...
Remote job
...Functions
Finance
Operations
Known Requirements
Strong project management skills required
Extensive experience with retail AML, KYC, and surveillance required
Basic Knowledge of blockchain analytics required
More than 7 years' as a retail compliance...
...Customer
Identity Verification
Synthetic Identity Fraud Capture
Document Verification
Synthetic Identity Fraud
KYC
AML
CIP
Digital Trust
and Fraud Prevention
About the Role
The Company is seeking a Director, Senior Corporate Counsel to join...
...leads
•Manage client follow-up and adhere to all Regulatory and Compliance operating procedures
•Ensure strict adherence to KYC/AML and other compliance norms
•Partner with all roles on branch team to ensure all clients have a positive in-branch experience
•Appropriately...
Holiday work
Full time
...Partner with Compliance Program team and Compliance Product team to facilitate the dashboarding and reporting design conversations for AML, Sanctions and KYC controls
~Performing analytics related to the BSA/AML compliance controls for regulatory examinations, tuning and...
Permanent employment
Internship
Local area
Remote job
Flexible hours
...understanding and performing their duties in a manner that is consistent with the Bank Secrecy Act, (“BSA”), Anti-Money Laundering Act (“AML”), and Office of Foreign Assets Control Regulations (“OFAC”). This includes understanding any responsibilities outlined under the...
Local area
Work visa
...Partner with Compliance Program team and Compliance Product team to facilitate the dashboarding and reporting design conversations for AML, Sanctions and KYC controls
~Leading analytics related to the BSA/AML compliance controls for regulatory examinations, tuning and...
Holiday work
Permanent employment
Local area
Remote job
Flexible hours
...any activities and/or training required to meet Community Reinvestment Act activities for First Guaranty Bank.
Adheres to the BSA/AML Policy and all other Bank Policies.
Ensure that all branch associates or other direct reports also adhere to all First Guaranty Bank...
Holiday work
Full time
Contract work
Temporary work
For contractors
Local area
Night shift
...assessing, and advising on compliance risks and control enhancements to a variety of stakeholders and customers to mitigate risks related to AML and Sanctions.
~Providing advice to the businesses on an ongoing basis on new business initiatives, new products, and customer-...
Holiday work
Permanent employment
Local area
Remote job
Flexible hours
$60k - $100k
...interact with advisors and custodians
- Interfaces with money managers regarding investment activity and administration for KYC and AML requests
- Monitor investment activity reports.
- Client verification
- Liase between tax associates during tax season
What...
Full time
Internship
...and intolerance.
What you’ll bring to Circle:
Principal Product Manager
~10+ years of relevant experience in implementing KYC, AML, or Sanctions technologies in scaled companies, including leading programs for Fintech or crypto businesses.
~Compliance policy, product...
Holiday work
Permanent employment
Local area
Remote job
Flexible hours
In House Counsel Jobs California | JDHuntr 54584 Counsel, AML, Los Angeles, CA
To apply go to JDHuntr.com
*Work with cross-functional and product teams on anti-money laundering and sanctions compliance solutions such as Transaction Monitoring (TM) systems and Know...
Full time
...Activities and implement necessary changes within the Trade Operation Unit to comply with any new or changed laws, such as BSA, OFACT, AML, and all other applicable laws.
Continually look to identify opportunities to improve the efficiency and effectiveness of the...